Compliance Solutions & Monitorships

As enforcement agencies continue to emphasize the importance of comprehensive, dynamic and effective antitrust compliance programs, companies turn to our team for objective analysis of the market risks and how effectively our clients mitigate these risks. Our technical capabilities, complemented by our investigative and compliance expertise, help companies develop, implement and measure the effectiveness of their antitrust compliance programs through both qualitative and quantitative measures. Our monitorship experience, extensive knowledge of antitrust laws and regulatory guidance, and global network of resources also allow us to provide comprehensive and seamless support for independent monitors following the resolution of a government investigation or regulatory review of transactions or conduct. Our experience extends to work on consent decrees and remedies across industry sectors, whether implemented as settlement of challenges of conduct or transaction by state, federal and international agencies or as part of regulatory review.

FTI Consulting’s compliance and monitorship services include:

• Comprehensive risk assessment to identify an organization’s current risk profile and risk appetite against market dynamics and enforcement trends.
• Qualitative and quantitative compliance culture assessment, development and implementation of culture evolution protocol and related change management and communications.
• Designing dawn raid readiness programs, supporting mock dawn raid exercises and managing responses during actual raids.
• Providing data-driven insights through proactive monitoring of ordinary course transaction and communications data.
• Transaction testing to ensure compliance with company policies and procedures.
• Economic evaluation of standards and methods used in developing, monitoring and enforcement of proposed consent decrees and other orders.